Practice Area

Capital Markets & Listed Company Services

Professional support to enterprises preparing for capital-market transactions and listed-company compliance.

Strategic Scope & Purpose

Overview of Our Capital Markets & Listed Company Services Practice

We provide professional support to companies preparing for capital-market transactions and listed-company compliance requirements. Whether navigating an SME or Main Board IPO, restructuring financial statements, or adopting Indian Accounting Standards (Ind AS), our senior partners provide hands-on governance.

Comprehensive Sub-Services Included6 Modules

1

Reinstatement / Regularization of Financial Accounts

Restatement and audit of past 3 to 5 years financial statements in strict compliance with SEBI (ICDR) Regulations for offer documents.

Deliverables:Restated Summary StatementsAuditor's Examination Report for Prospectus / DRHP
2

Ind AS Implementation for Listed & Unlisted Entities

Complete convergence from Indian GAAP to Ind AS (IFRS-converged standards), including financial instruments, leases (Ind AS 116), and revenue (Ind AS 115).

Deliverables:Opening Ind AS Balance SheetInd AS Accounting Policy ManualTransition Reconciliation Statements
3

IPO Advisory – Main Board & SME Platforms

Pre-IPO diagnostic review, internal financial control strengthening, capitalization restructuring, and DRHP financial chapters preparation.

Deliverables:IPO Financial Diagnostic MemoCapital Structure Optimization PlanDRHP Financial Tables
4

Merchant Banker Liaison & Coordination

Active interface with Merchant Bankers, institutional placement managers, and legal counsels during due diligence and book building.

Deliverables:Financial Due Diligence PackAuditor Comfort LettersLiaison Documentation Dossier
5

Private Placement Advisory

Financial structuring, preparation of Information Memorandums (PPM), and regulatory compliance for private equity or debt placements.

Deliverables:Information Memorandum InputsPrivate Placement Offer Letter Compliance (PAS-4)
6

Financial Reporting & Regulatory Compliance Support

Assisting listed companies with quarterly SEBI LODR disclosures, secretarial coordination, and corporate governance compliance.

Deliverables:Quarterly Financial Statement SupportLODR Compliance Disclosures
Why ASGR and CO

The Firm Advantage

Turnkey financial readiness for SME and Main Board IPO listings
Seamless Ind AS transition roadmap and opening balance sheet restructuring
Direct coordination with Category-I Merchant Bankers, underwriters, and legal counsel
Restated financial summaries compliant with SEBI (ICDR) regulations

Direct partner supervision across all audit checklists and statutory representations.

Initiate Engagement

Request a Consultation for Capital Markets & Listed Company Services

Provide your details below to schedule an introductory conference call or personal meeting at our Mumbai offices.

Connect with Our Partners

Fill out the form below or contact our Mumbai offices directly at +91 93249 76856.

🔒 Confirmed strict non-disclosure & professional confidentiality under ICAI Code of Ethics.